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Waterfall Model in SDLC: Its Phases, Advantages, and Real-World Examples

Explore the Waterfall Model in SDLC, its phases, real-world examples, tester tips, and Agile comparison with role-based checklists and more.

Published on: September 10, 2025

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The Waterfall Model outlines a non-iterative flow for software development, where each activity, such as requirement gathering, design, implementation, testing, deployment, and maintenance, follows a fixed sequence. It’s primarily used in projects that require detailed documentation, fixed deliverables, and minimal scope changes.

Overview

The Waterfall model is a sequential software development methodology ideal for projects with clear goals, stable requirements, and compliance needs. Each phase flows into the next after formal approval and thorough documentation.

Waterfall Model Phases

Requirements → Analysis → Design → Implementation → Testing → Deployment → Maintenance

Real-World Examples of the Waterfall Model

  • Compliance-Driven Financial Systems: Used in banking and regulatory IT projects where strict documentation, audit checkpoints, and minimal scope changes are required.
  • National Infrastructure Projects: Applied in large-scale government initiatives like highways, rail corridors, and utility systems, where formal phase approvals and regulatory reviews are essential.
  • SME Product Sales Website: Adopted by small businesses to manage fixed-scope web development projects with limited resources and clear deliverables.

Applications of the Waterfall Model

  • Legal-Tech Platforms: For systems with fixed compliance and audit milestones.
  • Educational Assessment Portals: For standardized testing with strict academic timelines.
  • Legacy System Replacements: For phased migrations with minimal disruption.
  • Digital Public Infrastructure Systems: For traceable municipal systems like land records.
  • Firmware-Integrated Software Projects: For syncing software with hardware release cycles.
  • Internal Risk & Audit Tools: For compliance workflows in banking environments.
  • Certification-Driven Software: For apps needing ISO, HIPAA, or similar certifications.

What Is the Waterfall Model?

The Waterfall model is a linear and methodical framework for managing software development projects, where each stage is completed in sequence without overlap.

It focuses on completing different phases such as requirements analysis, design, implementation, testing, and deployment one after another, ensuring clear deliverables before advancing to the next step.

This approach prioritizes upfront planning and rigid phase transitions, minimizing changes once a phase is finalized.

What Are the Waterfall Model Phases?

Each phase in the waterfall model serves a distinct purpose in guiding the project from concept to delivery. Understanding these stages helps teams maintain clarity, accountability, and alignment throughout the Software Development Life Cycle(SDLC).


waterfall model phases
  • Requirements: Collect detailed input from stakeholders to define functional and non-functional needs, ensuring all expectations are documented, clarified, and aligned with the project’s scope.
  • Analysis: Analyze the gathered requirements to validate feasibility, identify dependencies, and set clear acceptance criteria for downstream phases.
  • Designs: Develop architectural and technical design documents that describe how the system will be structured, how components will interact, and how requirements will be implemented.
  • Implementation: Convert the approved design into working software by writing clean, modular code, ensuring that each component aligns with specified logic, performance, and functionality expectations.
  • Testing: Combine all coded modules into a complete system and conduct multiple testing levels, such as unit, integration, and system testing, to detect and resolve issues or inconsistencies.
  • Deployment: Move the fully tested application into the production environment, configure it for end-user access, and verify it performs correctly under real-world usage conditions.
  • Maintenance: Monitor the live system, resolve reported bugs, release updates, and adapt the software to changing user needs or technical environments over time.

Real World Examples of the Waterfall Model

While the Waterfall model originated as a software development methodology, it is still widely applied in modern software development processes, especially in government, finance, and public sector projects where structure, compliance, and documentation are critical.

The following examples showcase how Waterfall principles continue to guide large-scale, real-world software initiatives.

Compliance-Driven Financial / Regulatory IT Systems

A 2025 study published on ResearchGate explores how the Waterfall methodology is adapted to reduce bureaucratic delays while maintaining compliance in enterprise environments.

In regulated financial sectors, organizations building audit and compliance systems often use a Waterfall or hybrid approach. These projects follow a strict sequence, starting with requirement gathering, system design, and regulatory checks, followed by development and testing. Scope changes are minimal, and detailed documentation is maintained at every stage.

Why Waterfall?

  • Legal and audit requirements are specified upfront
  • Structured documentation and validation checkpoints
  • Risks managed through predefined phase deliverables

National Infrastructure Development

Based on Deloitte’s 2025 Government Trends Report, structured and traceable approaches remain essential in public infrastructure projects. Large government initiatives, like rail corridors, highways, and utility systems, continue to follow step-by-step workflows similar to the Waterfall model.

Each phase, such as planning, design, land acquisition, construction, and testing, begins only after formal approval. This ensures better control, accountability, and reduced risk throughout the project.

Why Waterfall?

  • Detailed upfront planning and fixed contractual terms
  • Mandatory phase reviews and regulatory sign-offs
  • Thorough documentation to support oversight and transparency

Product Sales Website for SMEs

A study published on ResearchGate detailed how the Waterfall methodology was used to develop a product sales website for an SME in Central Java, Indonesia. The project followed a strict sequence of phases, requirements, design, development, testing, and deployment, allowing the team to manage limited resources effectively and maintain predictability throughout.

Why Waterfall?

  • Definitive and structured project phases are ideal for a field-based implementation
  • Sequential execution in a resource-limited setting for clarity and control
  • Comprehensive documentation at each step to simplify user acceptance and evaluation in a small enterprise context
Note

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Waterfall vs Agile Model: A Quick Comparison

While both Waterfall and Agile are structured SDLC models, they differ significantly in how they handle execution logic, team workflows, risk control, and release strategy.

AspectWaterfallAgile
Control MechanismProgress is controlled through predefined phase completions and milestone reviews.Progress is guided through backlog prioritization and adaptive sprint planning.
Task DependencyTasks are tightly coupled; each phase depends on the successful completion of the previous one.Tasks are loosely coupled, and teams can work in parallel across features with fewer dependencies.
Team StructureRoles are distinct and functionally siloed (e.g., analyst, developer, tester).Roles often overlap, and cross-functional teams share responsibilities.
Change ValidationAny change request triggers a formal impact assessment and possible re-approval of earlier phases.Changes are absorbed into the next sprint cycle with re-prioritization.
Tooling and MetricsOften uses traditional PM tools like Gantt charts, critical path method (CPM), and baseline tracking.Leverages Agile boards, burndown charts, velocity metrics, and CI/CD pipelines.
Release StructureSingle, full-system release at the end of the lifecycle.Multiple smaller, time-boxed releases (e.g., weekly or biweekly).
Project OversightHeavily process-driven with formal sign-offs and documentation gates.Lean structure with lightweight reporting and ongoing stakeholder feedback.
Suitability for ComplianceHigh suitability due to strict traceability, audit trails, and formal review checkpoints.Requires additional controls to meet stringent compliance in regulated environments.
Response to External DelaysExternal blockers can halt the entire lifecycle. Recovery may require re-scoping.Agile can shift focus to other backlog items if blockers arise, avoiding idle time.
Optimization FocusOptimizes for predictability, documentation, and control.Optimizes for speed, feedback, and continuous delivery.

If you need deeper insights into which methodology, Waterfall or Agile, fits your project better, explore this detailed comparison: Agile vs Waterfall Methodology. It breaks down each model’s strengths to help you make the right choice.

Advantages of the Waterfall Model

The Waterfall model offers a clear structure, defined phase boundaries, and predictability in execution. These strengths make it valuable for projects with stable requirements and strict compliance needs.

  • Predictable Development Cycle: Enables accurate planning and fixed delivery timelines.
  • Strong Process Discipline: Encourages thoroughness by enforcing completion and review before proceeding.
  • Unambiguous Phase Exit Criteria: Prevents confusion and ensures accountability at every stage.
  • Low Requirement Volatility Impact: Works well when the scope is fixed and changes are unlikely.
  • Efficient Handoffs Between Teams: Improves clarity and reduces rework between departments.
  • Streamlined Audit and Review: Facilitates compliance and regulatory inspections.
  • Ideal for Compliance-Driven Projects: Supports legal, medical, financial, and government standards.
  • Supports Vendor-Based Contracts: Helps manage fixed-scope deliverables with external partners.
  • Reduces Cross-Phase Conflicts: Avoids miscommunication due to strict separation of responsibilities.
  • Structured Knowledge Transfer: Onboarding is smoother due to clear documentation and records.

Disadvantages of the Waterfall Model

While the Waterfall model offers several advantages, it also presents limitations like limited adaptability and delayed feedback. It’s less suited for projects with evolving requirements or rapid delivery cycles.

  • No Iteration Mechanism: Prevents revisiting earlier stages once completed, limiting adaptability.
  • Delayed Product Visibility: Usable output is available only near the end, delaying feedback.
  • Strict Phase Dependency: Progress halts if any previous phase is incomplete or delayed.
  • Limited Error Correction: Fixing late-stage issues often requires reworking prior completed phases.
  • Restricted Stakeholder Feedback: Offers minimal client input after initial requirement gathering.
  • High Transition Overhead: Demands excessive documentation between stages, slowing execution.
  • Inflexible to Market Shifts: Poorly suited for projects requiring frequent scope adjustments.
  • Inefficient Resource Utilization: Team members may remain idle between sequential stages.
  • Poor Tech Adaptability: Difficult to integrate new tools or methods once development begins.
  • Heavy Initial Planning Burden: Requires detailed upfront requirements, often based on assumptions.

When to Use the Waterfall Model?

The Waterfall model is best suited for projects with well-defined goals, fixed scope, and minimal need for change. It excels when each phase must be formally approved before moving forward.

  • Clear Stage Approvals Required: Projects that demand formal sign-off after each phase to proceed.
  • Fixed Contract Deliverables: Environments where deliverables must match pre-approved contracts or specifications.
  • Tool-Independent Planning: Projects that don’t rely on rapid prototyping or iterative tool feedback.
  • Linear Dependencies Exist: When tasks must be completed in strict order due to technical or operational constraints.
  • Audit-Friendly Processes Needed: When regulatory bodies or clients require phase-wise traceability and sign-off records.
  • No Parallel Development Allowed: Scenarios where overlapping development activities are not feasible.
  • Tightly Controlled Scope: Projects where additions, rework, or mid-cycle innovations are not permitted.
  • Internal-Only User Base: Systems built for internal departments with no need for incremental public releases.
  • Single-Release Delivery Model: Products that are launched all at once instead of in phases or sprints.
  • Minimal Post-Launch Maintenance Expected: When long-term support isn’t a major concern or is handled separately.

Each project has unique demands, so selecting the right approach is crucial. While the Waterfall model fits projects with fixed scopes and documentation needs, other types of SDLC models like Agile support iterative delivery, V-Model emphasizes early testing alignment, and Spiral works well for risk-prone or complex initiatives.

Applications of the Waterfall Model

The Waterfall model remains relevant in modern development scenarios that demand predictability, phase-by-phase tracking, and regulatory alignment.

Below are some unique and practical applications where the Waterfall methodology continues to add value:

  • Legal-Tech Platforms With Fixed Compliance Milestones: Ideal for building case tracking systems or contract automation tools where strict documentation and legal audit checkpoints are needed.
  • Educational Assessment Portals: Suitable for standardized testing or e-learning platforms governed by fixed academic requirements and delivery timelines.
  • Legacy System Replacements in Corporations: Helps in mainframe-to-cloud migrations where each legacy function must be documented, migrated, and validated with minimal disruption.
  • Digital Public Infrastructure Projects: Supports municipal systems like land records or ID platforms that require tender-based planning, detailed specs, and traceable implementation.
  • Hardware-Integrated Software Solutions: Aligns with firmware or embedded projects where the software must sync with hardware release cycles and regulatory checkpoints.
  • Internal Risk and Audit Tools in Banks: Useful for compliance tools where every development phase requires stakeholder visibility and formal approvals for traceability.
  • Software Built for Certifications (ISO, HIPAA, etc.): Supports development that demands traceable documentation and milestone-driven paths for passing external evaluations.

Waterfall Model From a Tester’s View: What You Must Know

As a software tester working in a Waterfall project, your role is important but also limited by the step-by-step process, which also shapes how the Software Testing Life Cycle (STLC) is planned.

Since testing starts after implementation, you often deal with time pressure, limited feedback loops, and late discovery of defects.

Here’s how to stay ahead:

  • Get Involved Early: Don’t wait until the “Testing” phase. Participate in requirements and design reviews to understand the scope and identify testable conditions early.
  • Write Test Cases From Documentation: Since Waterfall emphasizes upfront documentation, use the SRS and design specs to prepare detailed test cases before coding even begins.
  • Plan for Large Test Cycles:Expect long, end-loaded test cycles with minimal room for iteration. Prepare regression test plans well in advance.
  • Leverage Scalable Testing Platforms: Since test execution is compressed into a narrow window, adopting cloud platforms that support test automation helps teams speed up execution and reduce manual effort.
  • Advocate for Traceability: Use a Requirement Traceability Matrix (RTM) to link every test case to a requirement. This helps validate coverage and streamlines UAT.
  • Use Defect Metrics: Since bugs are often found late, use metrics (defect leakage, severity distribution) to push for better requirements or design next time.

By staying proactive in earlier phases, you reduce surprises and make final-phase testing far more effective. However, one of the biggest challenges in Waterfall projects is executing a high volume of tests within a tight, fixed window.

Teams can save crucial time by using platforms that offer cross-browser access, parallel execution, and real device testing, without managing infrastructure. One such platform is LambdaTest.

LambdaTest is a GenAI-native test execution platform that allows you to perform manual and automated tests at scale across 3000+ browsers and OS combinations.

...

Common Pitfalls in Waterfall Model (How to Avoid Them)?

Waterfall projects offer structure and predictability, but they also come with risks like scope creep, late defect discovery, and rigid timelines. Whether you're a PM, QA lead, business analyst, or developer, here's how to keep things running smoothly:

  • Lock Requirements Early and Clearly: In Waterfall, missed or vague requirements become expensive mistakes later. Collaborate with stakeholders to define a clear SRS, and don’t move forward without formal sign-off.
  • Don’t Skip Validation Gates: Every phase must be reviewed and approved before moving forward. For example, complete design approval before coding. These checkpoints help detect errors early and prevent them from compounding.
  • Plan for Test Readiness Early: Since testing comes at the end, delays upstream can severely impact quality assurance. Reserve buffer time post-development and ensure test environments and cases are ready in advance.
  • Use Traceability From Day One: Implement a Requirement Traceability Matrix (RTM) to connect requirements with design, code, and tests. This ensures nothing is missed and helps manage UAT smoothly.
  • Control Scope With Change Management: Late-stage change requests can derail progress. Use a formal change control process to evaluate the impact and ensure changes don’t jeopardize timelines.
  • Visualize Your Roadmap: Use Gantt charts or dashboards to display phase timelines and dependencies. Shared visibility keeps all stakeholders aligned and aware of potential bottlenecks.

By following these best practices, your Waterfall projects are more likely to finish on time, meet expectations, and avoid costly rework. It's not just about following steps; it’s about managing risk and communication at every stage.

Role-Based Waterfall Checklist

In a Waterfall project, clarity in roles and responsibilities is essential. Since the model flows linearly, with limited flexibility once development begins, it’s important for each role to contribute at the right time and in the right way.

Use this checklist to stay aligned across the project lifecycle.

PhaseProject ManagerTester / QABusiness Analyst / Stakeholder
RequirementsDefine scope, gather detailed requirements, and secure approvalsReview SRS for clarity and testability; start building RTMProvide complete business needs; clarify edge cases
AnalysisOrganize requirement validation workshops; identify blockersBegin identifying test scenarios; flag ambiguous conditionsAssist in validating feasibility and confirming business rules
DesignCoordinate high-level and low-level design reviews; approve specsAnalyze design for test conditions; draft high-level test casesValidate designs against requirements; approve UI/UX flows
ImplementationTrack progress, manage timelines and dependencies, and resolve blockersFinalize test cases; set up test data, environments, and automation scriptsProvide clarifications if change requests arise
TestingOversee defect triage; track QA progress and test metricsExecute test cases; log defects; conduct regression, system, and UAT cyclesReview major bugs; participate in UAT, and give final feedback
DeploymentCoordinate go-live plan; manage rollback and communicationPerform smoke/sanity tests; validate build integrity in productionConfirm delivery acceptance; sign off final release
MaintenancePlan patches and updates; manage support workflowsRetest fixes; update regression suite; monitor defect trendsReport post-launch issues; support continuous feedback collection

If you're new to any of these roles or preparing for interviews, it's helpful to explore commonly asked questions related to each phase. You can start with this list of SDLC Interview Questions to build practical understanding and confidence.

Conclusion

The Waterfall model remains a relevant and structured approach to software development, particularly suited for projects with fixed requirements, regulatory compliance, and strict phase control. Its sequential nature supports clear documentation, defined deliverables, and predictable outcomes.

While it lacks flexibility and early feedback mechanisms, it provides strong process discipline, traceability, and scope management, making it ideal for high-stakes environments like finance, government, and infrastructure. Proper planning, role clarity, and disciplined execution are essential for success in Waterfall-driven SDLC projects.

Citations

Frequently Asked Questions (FAQs)

Why is the Waterfall model used?
The Waterfall model provides a structured and predictable approach with well-defined deliverables. It's ideal for projects with minimal changes and a need for thorough documentation.
What is the purpose of a Waterfall model?
Its purpose is to guide development sequentially—from requirements to deployment—with phase-wise reviews. This supports control, traceability, and milestone-based execution.
What is Waterfall analysis used for?
Waterfall analysis helps break tasks into sequential steps. It's used to identify dependencies and risks early in software, finance, and operations.
What are the key phases of the Waterfall model?
The key phases include Requirements, Design, Implementation, Testing, Deployment, and Maintenance. Each is completed one after the other with clear goals and approvals.
Is Waterfall still relevant today?
Yes, it's still used in regulated industries like healthcare and finance where documentation and fixed deliverables are essential.
Why is the Waterfall model not ideal for fast-changing projects?
It’s hard to accommodate evolving requirements mid-phase. Waterfall’s rigid structure can lead to rework if changes arise late in the process.
When should I use the Waterfall model?
Use Waterfall when the scope is fixed, requirements are stable, and deadlines are strict. It's effective where phase sign-offs and control over change are crucial.
How does testing work in the Waterfall model?
Testing begins after development. Testers rely on detailed documentation, making early planning essential since late changes are difficult to implement.
How does Waterfall differ from Agile?
Waterfall is linear and phase-based; Agile is iterative and adaptive. Waterfall emphasizes planning; Agile focuses on flexibility and ongoing delivery.
Can Waterfall be combined with modern testing tools?
Yes. Tools like LambdaTest support Waterfall projects by enabling parallel, cross-browser, and real device testing without the need for local infrastructure.

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